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SRA Compliance Health Check

Our full SRA compliance health check service allows us to consider all aspects of a firm‘s compliance with the SRA Standards and Regulations and related guidance issued by the Solicitors Regulation Authority and the Law Society’s recommendations for ‘best practice’ in the following areas:

  • SRA Principles
  • SRA Code of Conduct for Solicitors
  • SRA Code of Conduct for Firms
  • SRA Accounts Rules [2019]
  • Money Laundering Regulations 2017

Our objective is to cover all of the main areas that the Solicitors Regulation Authority would be likely to consider during an inspection visit.

For most firms, a three or four-day visit is usually sufficient to identify any regulatory and compliance issues that may exist. Following our visit, clients receive a full written report of our findings with recommendations as to how compliance can be improved, where weaknesses have been identified.

To discuss how we can assist you call us now on 0330 223 5346 or complete the contact form.

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